Privacy
policy.

i. Introduction

Highbrook Capital Partners ("Highbrook," "we," "our," or "us") is a United States Securities and Exchange Commission (SEC) registered investment advisor. We are committed to safeguarding the privacy and confidentiality of the non-public personal information you share with us in the course of our advisory relationship.

This Privacy Policy describes the types of information we collect, how we use and protect that information, and the limited circumstances in which we may share it. By engaging Highbrook as your advisor or submitting information through this website, you acknowledge the practices described below.

ii. Information we collect

In the course of providing advisory services, we collect non-public personal information from the following sources:

• Information you provide directly — on questionnaires, account-opening documents, our contact forms, or in conversation;
• Information from your transactions with us, our custodians (Charles Schwab and Interactive Brokers), and our affiliates;
• Information from third parties you authorize us to consult — your CPA, estate counsel, prior advisors, or insurance professionals;
• Information from credit-reporting agencies and similar verification sources, where appropriate;
• Information from our website's basic analytics — page views, approximate location, and device type — used only to operate and improve the site.

iii. How we use your information

We use the information you share with us solely to:

• Provide investment advisory and wealth-management services;
• Communicate with you about your accounts, our services, and relevant regulatory matters;
• Comply with applicable federal and state law, including SEC and FINRA recordkeeping obligations;
• Respond to inquiries you initiate through this website or other channels.

We do not sell, rent, or trade your personal information to any third party. Ever.

iv. When we may share information

We share non-public personal information only in the limited circumstances permitted or required by law, including:

• With our custodians (Charles Schwab and Interactive Brokers) and other service providers necessary to operate your accounts — and only the information they require;
• With professionals you have specifically authorized us to coordinate with, such as your CPA, attorney, or insurance advisor;
• To comply with subpoenas, court orders, or regulatory inquiries from the SEC, FINRA, state regulators, or law enforcement;
• To protect against fraud, unauthorized transactions, or claims of liability;
• With a successor firm in the event of a merger, sale, or reorganization of our practice — under the same confidentiality obligations.

v. How we safeguard information

We maintain physical, electronic, and procedural safeguards designed to protect your information. Access to client information is restricted to partners and staff who require it to provide services to you. Our systems and our custodian's systems are protected by industry-standard encryption, access controls, and monitoring.

No internet transmission or electronic storage is perfectly secure. While we work diligently to protect your information, we cannot guarantee its absolute security.

vi. Former clients

If our advisory relationship ends, we will continue to treat your information with the same care and confidentiality required by this policy and by applicable law. Records will be retained only as long as required by regulation.

vii. Website cookies and analytics

This website uses minimal first-party analytics to understand aggregate traffic and improve site performance. We do not use advertising trackers or sell visitor data. You may disable cookies in your browser settings; doing so will not affect any client-facing service.

viii. Your choices

You may, at any time, request that we limit the information we share with third parties beyond what is required to service your accounts and comply with law. To do so, please contact us using the information below.

ix. SMS + text-message consent

By providing your telephone number and submitting a contact form on this website, you consent to be contacted by SMS. Message and data rates may apply, message frequency may vary, and you may reply STOP at any time to opt out. Reply HELP for more information.

x. Changes to this policy

We may update this Privacy Policy from time to time. The version date at the top of this page reflects the most recent revision. Material changes will be communicated to clients in writing.

xi. Contact

Questions about this Privacy Policy may be directed to:

Highbrook Capital Partners
corporate@highbrookcap.com
404 · 850 · 2550
Atlanta, Georgia

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