As an SEC-registered investment advisor, we make a defined set of documents available to clients and prospective clients. They are collected here in one place.
Our advisory services, fee structures, conflicts of interest, investment philosophy, and the background of our firm — filed annually with the SEC and provided to every client at engagement.
View ADV Part 2A →Educational background, business experience, disciplinary history, and supervisory structure for each of our investment advisor representatives.
View ADV Part 2B →A plain-language summary of the relationship between Highbrook and its clients — services offered, fees, conflicts, and standard of conduct. Required by the SEC for all retail investors.
View Form CRS →The Financial Industry Regulatory Authority's free public tool for researching the background and experience of financial professionals and firms.
Open BrokerCheck →How we collect, use, and safeguard the non-public personal information you share with us as a client or prospective client.
Read Privacy Policy →The SEC's official database for researching investment advisor firms, including current and historical Form ADV filings.
Open IAPD →If you would like a copy of any of these documents delivered to you directly, or if you have a question regarding our disclosures, please contact us and we will respond promptly.