Educational background, business experience, disciplinary history, and supervisory structure for each of our investment adviser representatives.
Source document
This page presents the substance of Form ADV Part 2B — Consolidated (2026-09-30). For the official signed PDF, the most current version, or any portion not displayed here, contact us at corporate@highbrookcap.com or refer to the SEC Investment Adviser Public Disclosure site at adviserinfo.sec.gov (CRD 338408 · SEC# 801-134570).
This brochure supplement provides information about Michael H. Rollauer, E. Carter Morris IV, Daniel C. Hall, Richard Watts Bond, and Hampton Powell Clark that supplements the Highbrook Capital Partners brochure. You should have received a copy of that brochure. Please contact E. Carter Morris IV at cmorris@highbrookcap.com if you did not receive the Highbrook Capital Partners brochure or have questions about the contents of this supplement.
Additional information about each individual is available on the SEC's website at www.adviserinfo.sec.gov.
Date of birth: January 27, 1974
Education: Vanderbilt University, Bachelor of Science, 1996.
Professional designations: Certified Financial Planner Board of Standards, Certified Financial Planner®, 2003.
Business background:
Mr. Rollauer does not have a legal or disciplinary event to report. Clients and prospective clients can view the CRD record for Mr. Rollauer through the SEC's Investment Adviser Public Disclosure (IAPD) website at www.adviserinfo.sec.gov.
Mr. Rollauer is a licensed independent insurance agent and may recommend insurance products offered by various insurance carriers. Please be advised that there is a conflict of interest in that there is an economic incentive to recommend insurance carriers and other investment products offered through such insurance carriers. The firm addresses the conflict by disclosing it to the client and making recommendations that are in the best interest of the client. Please also be advised that Mr. Rollauer strives to put his clients' interest first and foremost, and clients are not obligated to purchase insurance products through Mr. Rollauer. Mr. Rollauer spends approximately 1% of his professional time on insurance-related business activities.
Mr. Rollauer's compensation is derived from business income related to client engagements. Mr. Rollauer does not receive any additional compensation or other economic benefit from any other source for providing investment advisory services.
E. Carter Morris IV is the Chief Compliance Officer of Highbrook Capital Partners. In this capacity, Mr. Morris is responsible for the implementation of the firm's compliance program and for supervision of firm personnel. Highbrook Capital Partners has implemented a Code of Ethics and an internal compliance program that guides each Associated Person in meeting their fiduciary obligations to clients. Mr. Morris can be reached at cmorris@highbrookcap.com.
Highbrook Capital Partners is subject to regulatory oversight by the Securities and Exchange Commission, including periodic examinations that may be announced or unannounced.
Date of birth: November 14, 1986
Education: Bachelor of Arts, Economics, The University of the South: Sewanee, 2009; Certificate, French, Dartmouth College, 2004.
Professional designations: Accredited Investment Fiduciary® (AIF®). The AIF Designation certifies specialized knowledge of fiduciary standards of care and their application to the investment management process; recipients must meet prerequisite education and experience criteria, complete a training program, pass a closed-book examination, abide by a Code of Ethics, and annually attest and accrue a minimum of six continuing-education hours.
Business background:
Mr. Morris does not have a legal or disciplinary event to report.
Mr. Morris is not engaged in any investment-related business or occupation other than this advisory firm.
Mr. Morris does not receive any economic benefit from a person who is not a client for providing advisory services, and receives no additional compensation beyond that provided through Highbrook Capital Partners.
E. Carter Morris IV is the Chief Compliance Officer of Highbrook Capital Partners. In this capacity, Mr. Morris is responsible for the implementation of the firm's compliance program and for supervision of firm personnel. Highbrook Capital Partners has implemented a Code of Ethics and an internal compliance program that guides each Associated Person in meeting their fiduciary obligations to clients. Mr. Morris can be reached at cmorris@highbrookcap.com.
Highbrook Capital Partners is subject to regulatory oversight by the Securities and Exchange Commission, including periodic examinations that may be announced or unannounced.
Date of birth: March 9, 1993
Education: College of Charleston, Bachelor of International Business, 2015.
Business background:
Mr. Hall does not have a legal or disciplinary event to report.
Mr. Hall is not engaged in any investment-related business or occupation other than this advisory firm.
Mr. Hall's compensation is derived from business income related to client engagements. Mr. Hall does not receive any additional compensation or other economic benefit from any other source for providing investment advisory services.
E. Carter Morris IV is the Chief Compliance Officer of Highbrook Capital Partners. In this capacity, Mr. Morris is responsible for the implementation of the firm's compliance program and for supervision of firm personnel. Highbrook Capital Partners has implemented a Code of Ethics and an internal compliance program that guides each Associated Person in meeting their fiduciary obligations to clients. Mr. Morris can be reached at cmorris@highbrookcap.com.
Highbrook Capital Partners is subject to regulatory oversight by the Securities and Exchange Commission, including periodic examinations that may be announced or unannounced.
Date of birth: November 24, 1975
Education: Bachelor of Business Administration, International Business, University of Georgia, 1997; Juris Doctorate, Samford University Cumberland School of Law, 2003; Master of Business Administration, Samford University, 2003.
Business background:
Mr. Bond does not have a legal or disciplinary event to report.
Mr. Bond is not engaged in any investment-related business or occupation other than this advisory firm.
Mr. Bond does not receive any economic benefit from any person, company, or organization, other than Highbrook Capital Partners, in exchange for providing clients advisory services through Highbrook Capital Partners.
E. Carter Morris IV is the Chief Compliance Officer of Highbrook Capital Partners. In this capacity, Mr. Morris is responsible for the implementation of the firm's compliance program and for supervision of firm personnel. Highbrook Capital Partners has implemented a Code of Ethics and an internal compliance program that guides each Associated Person in meeting their fiduciary obligations to clients. Mr. Morris can be reached at cmorris@highbrookcap.com.
Highbrook Capital Partners is subject to regulatory oversight by the Securities and Exchange Commission, including periodic examinations that may be announced or unannounced.
Date of birth: June 9, 1995
Education: Bachelor of Business Administration, Finance, University of Georgia – Terry College of Business, 2018.
Professional designations: Chartered Financial Analyst® (CFA®), awarded by CFA Institute. The CFA® charter is widely regarded as the leading credential for investment management professionals globally, with a strong emphasis on investment analysis, portfolio management, and ethical standards; candidates must hold a bachelor's degree (or equivalent experience), pass all three levels of the CFA® Program examination, accumulate at least 4,000 hours of qualified work experience over a minimum of 36 months, and adhere to the CFA Institute Code of Ethics and Standards of Professional Conduct, which charterholders reaffirm annually. Chartered Alternative Investment Analyst® (CAIA®), awarded by the CAIA Association. The CAIA® charter is the globally recognized credential for professionals specializing in alternative investments, including hedge funds, private equity, private debt, real assets, and digital assets; candidates must meet education and experience prerequisites, pass the Level I and Level II examinations, hold CAIA Association Full Membership, and abide by the Association's Member Agreement and Code of Ethics, with continuing education required to maintain the designation.
Business background:
Mr. Clark does not have a legal or disciplinary event to report.
Mr. Clark is not engaged in any investment-related business or occupation other than this advisory firm.
Mr. Clark does not receive any economic benefit from any person, company, or organization, other than Highbrook Capital Partners, in exchange for providing clients advisory services through Highbrook Capital Partners.
E. Carter Morris IV is the Chief Compliance Officer of Highbrook Capital Partners. In this capacity, Mr. Morris is responsible for the implementation of the firm's compliance program and for supervision of firm personnel. Highbrook Capital Partners has implemented a Code of Ethics and an internal compliance program that guides each Associated Person in meeting their fiduciary obligations to clients. Mr. Morris can be reached at cmorris@highbrookcap.com.
Highbrook Capital Partners is subject to regulatory oversight by the Securities and Exchange Commission, including periodic examinations that may be announced or unannounced.
End of document · HCP / ADV-2B · v 2026-09-30