A plain-language summary of the relationship between Highbrook and its clients — services offered, fees, conflicts of interest, and standard of conduct. Required by the SEC for all retail investors.
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This page reproduces the substance of Form CRS (2025-11-24) as filed. For the official signed PDF, the most current version, or any portion not displayed here, contact us at corporate@highbrookcap.com or refer to the SEC Investment Adviser Public Disclosure site at adviserinfo.sec.gov (CRD 338408 · SEC# 801-134570).
Highbrook Capital Partners, LLC is registered with the Securities and Exchange Commission as an investment adviser. Please be aware that brokerage and investment advisory services and fees differ and that it is important for you to understand the differences.
Free and simple tools are available to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing.
We offer investment advisory services to retail investors. Our principal services include portfolio management, pension consulting, and financial planning. As part of our standard portfolio management service, we provide continuous and regular supervisory and/or management services with respect to your account(s). We do not monitor the investments made as a result of pension consulting or a financial plan unless you have hired us for portfolio management services.
Our portfolio management services are offered on a discretionary basis. Discretionary authorization allows us to determine the specific securities, and the amount of securities, to be purchased or sold for your account without your approval prior to each transaction. We do not limit our advice to proprietary products or a limited menu of products or types of investments.
In general, we require a minimum of $1,000,000 to establish a relationship with us. At our discretion, we reserve the right to waive this minimum.
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We are primarily compensated by a percentage of assets under our management and/or hourly fees. Our fees vary depending on the services you receive. Portfolio management and pension consulting fees are based on a percentage of your assets under our management and are payable either daily or monthly in arrears or in advance depending on the arrangement. The more assets there are in your advisory account, the more you will pay in fees. Therefore, our revenue grows or declines with your account balance. Additionally, we have an incentive to encourage you to increase the assets in your account.
We provide financial planning and pension consulting services for an hourly fee. Our fees are negotiable depending on the complexity and scope of the service, your financial situation, and your objectives.
The fees you pay to our firm for investment advisory services are separate and distinct from the fees and expenses charged by investment companies (mutual funds, exchange-traded funds, unit investment trusts). These fees are described in each fund's prospectus and generally include a management fee and other fund expenses. You may also incur transaction charges and/or brokerage fees when purchasing or selling securities. These charges and fees are typically imposed by the broker-dealer or custodian that executes the trade. We do not share in any portion of these fees.
You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying.
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Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me?
When we act as your investment adviser, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the investment advice we provide you.
All investment advisers face conflicts of interest which are inherent in the business. Our primary source of compensation is through asset-based fees. Therefore, we are incentivized to acquire new clients and to increase assets under management.
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How might your conflicts of interest affect me, and how will you address them?
Our financial professionals receive salary-based compensation, a percentage of advisory billings, and/or bonuses based on the amount of client assets they bring to our firm. Therefore, our financial professionals have an incentive to encourage you to increase the assets in your account.
No for our firm. Yes for a financial professional.
For a free, simple search tool to research us and our financial professionals, please visit Investor.gov/CRS.
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As a financial professional, do you have any disciplinary history? For what type of conduct?
All financial professionals servicing the client's account must disclose all disciplinary events listed on their ADV Part 2B Brochure Supplements and Forms U-4.
For additional information about our advisory services, please refer to our Form ADV Part 2A brochure and the individual Form ADV Part 2B brochure supplement(s) for your representative. The official filings are available at the SEC's IAPD site for CRD 338408 (SEC# 801-134570).
If you have any questions, need up-to-date information, and/or need a copy of this Client Relationship Summary, please contact Highbrook Capital Partners' Chief Compliance Officer, E. Carter Morris IV, at cmorris@highbrookcap.com.
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End of document · HCP / CRS-001 · v 2025-11-24